FMN Business Law

FMN - 2021/July, Seg 4 - The SEC Is Watching and the New E on EESG - Part II

Charles Hecht, from Charles Hecht P.C., continues our segment. He gives his insights as to how the SEC reacts to misleading disclosures caused by the pandemic and discusses the case brought by the SEC against The Cheesecake Factory. Companies can get very creative when the SEC is on their tail and it seems they often blame it on internal controls. But the true causes of misinformation always come out, one way or another. And if the SEC sees that the public is misinformed on what the true impact of COVID-19 was on a business, it is not afraid to act on that. Good or bad, the public will know. Charlie also discusses what COVID-19 taught businesses. Are you going to be ready if another pandemic hits??.

Learning Objectives:

  • Recognize ways the SEC responds to misleading disclosures from the impact of the pandemic;
  • Identify lessons learned from the pandemic and ways to prepare for a future one;
  • Determine the potential implications of a Wells submission notice; and
  • Understand the SEC's 2021 examination priorities.

Prerequisites/Advanced Preparation:

Work experience in a corporate staff environment, or an introductory course in business law.

Speaker / Author:

Charles Hecht, Charles Hecht, P.C.


Price (USD)

Standard: $69.90


Course Code : FMN1407-FM

Release Date : 07/09/2021
Expire Date : 02/14/2023
Credits :
CPE 2.00
QAS 2.00

Length : 1hr 40min
Course Level : Update
Course Type : QAS Self-Study
Passing Grade : 70%
Format Type : eLearning
Mobile Compatible
Field Of Study : Business Law

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