Internal Audit Best Practices

Best Practices for Internal Auditors/Part V: Corporate Investigation

Course Overview
This course provides an overview of the corporate investigation process, with a focus on procedures internal auditors should consider in conducting fraud investigation. In addition, this course provides a discussion of drivers of corporate investigations, factors contributing to fraudulent behavior, as well as common fraud schemes and common red flags. Finally, the course also addresses manners in which fraudulent payments are disguised as well as notable initiatives and procedures designed to deter fraud.

Learning Objectives:

After completing this course, the course participant should be able to:

  • Identify common drivers of corporate investigations including common fraud schemes
  • Recognize risks and challenges with respect to doing business in emerging markets
  • Identify the factors involved with FCPA violations
  • Recognize common red flags related to fraud
  • List the steps involved in the corporate investigation process
  • Recognize fraud deterrence initiatives and procedures

  • Speaker / Author:

    Anthony S. Chan is president of CA Global Consulting Inc. He is a seasoned CPA, former audit partner, CFO and finance executive with over 25 years of professional experience in auditing and SEC reporting, mergers and acquisitions, business turnaround, internal controls and risk management, FCPA and SOX compliance, financial and operational due diligence as well as CFO advisory. He is Audit Committee Chair & Board of Director of the New York State Society of CPAs. Mr. Chan holds an MBA degree in Finance and Investments from Baruch College of the City University of New York and a B.A. degree with dual majors in Accounting and Economics from Queens College of the City University of New York.

    Software & Hardware Requirements:

    • 56k or Greater Internet Connection
    • Adobe Acrobat® Reader for the .pdf files
    • Adobe® Flash® Player 10 or higher
    • Modern DHTML Compatible Browser
    • Ram: 256 MB minimum
    • Sound card with speakers/headphones
    • Windows or Mac OS


    Price (USD)

    Standard: $49.90


    Course Code : 99CHA07

    Release Date : 06/24/2016
    Expire Date : 01/31/2023
    Credits :
    CPE 2.00
    QAS 2.00

    Length : 1hr 40min
    Course Level : Basic
    Course Type : Self-Study
    Passing Grade : 70%
    Format Type : eLearning
    Mobile Compatible
    Field Of Study : Auditing

    Theme : Internal Audit Best Practices

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